Adviser and broker representative · Steward Partners Investment Advisory, LLC
Simi Schwartz
CRD 5544653 · Stamford, CT
At a glance
Simi Schwartz is an investment adviser representative with Steward Partners Investment Advisory, LLC in Stamford, CT, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Simi’s SEC record dates to 2011, about 15 years ago. Simi is also registered as a broker representative. Designations on file: Certified Financial Planner.
Current advisory firm
- Steward Partners Investment Advisory, LLCSince June 2021Stamford, CT · $37B in regulatory assets
SEC adviser record
- Registered since
- 2011 (15 years)
- Designations
- Certified Financial Planner
- Exams
- Series 63, Series 65
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Simi’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.