Adviser and broker representative · Merrill Lynch, Pierce, Fenner & Smith Incorporated
Shubhro Bose
CRD 3129199 · New York, NY
At a glance
Shubhro Bose is an investment adviser representative with Merrill Lynch, Pierce, Fenner & Smith Incorporated in New York, NY, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Shubhro’s SEC record dates to 2007, about 19 years ago. Shubhro is also registered as a broker representative.
Current advisory firm
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSince October 2007New York, NY · $1.78T in regulatory assets
SEC adviser record
- Registered since
- 2007 (19 years)
- Designations
- None on file
- Exams
- Series 66
- Registered in
- 3 states
- Also a broker representative
- Yes
- Disclosures on record
- Yes, see the SEC record
AtlasMembers
Shubhro’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.