Member/director of Finance/chief Compliance Officer · Ativo Capital Management, LLC
Shiqing Huang
CRD 6402161 · Named on Form ADV at one SEC-registered adviser
At a glance
Ativo Capital Management, LLC, an SEC-registered asset manager based in Chicago, IL with $863 million in regulatory assets, lists Shiqing Huang on its Form ADV as Member/director of Finance/chief Compliance Officer.
Firms and roles
- Ativo Capital Management, LLCMember/director of Finance/chief Compliance OfficerAsset manager · Chicago, IL · $863M in regulatory assets
AtlasMembers
Shiqing’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- Locked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2014 (11 years)
- Designations
- None on file
- Exams
- Series 65
- Registered in
- 1 state
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Shiqing’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Ricardo BekinChief Executive Officer/chief Investment Officer, Ativo Capital Management, LLC
- Michael S. BrooksMember/director of Marketing & Investor Relations, Ativo Capital Management, LLC
- Adan GalvanMember/chief Operating Officer, Ativo Capital Management, LLC
- Huan Kiat TangMember/director of IT, Ativo Capital Management, LLC
- Ram Gopal GandikotaMember/deputy Chief Investment Officer/director of Research, Ativo Capital Management, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Shiqing’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.