Investment adviser representative · Sml Advisory
Shawn M. Loddy
CRD 4178310 · Rio Rancho, NM
At a glance
Shawn M. Loddy is an investment adviser representative with Sml Advisory in Rio Rancho, NM, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Shawn’s SEC record dates to 2004, about 22 years ago.
Current advisory firm
- Sml AdvisorySince March 2023Rio Rancho, NM · State-registered or not in the SEC’s list
SEC adviser record
- Registered since
- 2004 (22 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 2 states
- Also a broker representative
- No
- Disclosures on record
- Yes, see the SEC record
AtlasMembers
Shawn’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 3 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search.