Chief Compliance Officer, Chief Financial Officer · Round Hill Music LP
Shannon K Farley
CRD 4215249 · Named on Form ADV at one SEC-registered adviser
At a glance
Round Hill Music LP, an SEC-registered private fund adviser based in Nashville, TN with $1.1 billion in regulatory assets, lists Shannon K Farley on its Form ADV as Chief Compliance Officer, Chief Financial Officer, a control person.
Firms and roles
- Round Hill Music LPChief Compliance Officer, Chief Financial OfficerPrivate fund adviser · Nashville, TN · $1.1B in regulatory assets
AtlasMembers
Shannon’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
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Colleagues named on the same filings
- Joshua C. GrussChief Executive Officer, Limited Partner, Round Hill Music LP
- Jeffrey B. BunderGlobal Chief Financial Officer, Round Hill Music LP
- Carl H. DoergePresident and Deputy CEO, Round Hill Music LP
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Shannon’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.