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President & Chief Compliance Officer, and Chief Operating Officer · Physician Wealth Solutions

Setu S. Mazumdar

CRD 5713552 · Named on Form ADV at one SEC-registered adviser

At a glance

Physician Wealth Solutions, an SEC-registered wealth manager with $299 million in regulatory assets, lists Setu S. Mazumdar on its Form ADV as President & Chief Compliance Officer, and Chief Operating Officer, a control person.

Firms and roles

  • Physician Wealth SolutionsPresident & Chief Compliance Officer, and Chief Operating OfficerWealth manager · United States · $299M in regulatory assets

AtlasMembers

Setu’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Setu’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.