Investment adviser representative · Veraz Advisors
Sergio Rivera Vazquez
CRD 2373172 · San Ramon, CA
At a glance
Sergio Rivera Vazquez is an investment adviser representative with Veraz Advisors in San Ramon, CA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Sergio’s SEC record dates to 2022, about 4 years ago.
Current advisory firm
- Veraz AdvisorsSince January 2026San Ramon, CA · $110M in regulatory assets
SEC adviser record
- Registered since
- 2022 (4 years)
- Designations
- None on file
- Exams
- Series 63, Series 65, Series 66
- Registered in
- 1 state
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Sergio’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 3 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search.