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Chief Financial Officer & Chief Investment Officer · Participant Capital

Sergio N. Moises

CRD 7152568 · Named on Form ADV at one SEC-registered adviser

At a glance

Participant Capital, an SEC-registered private fund adviser based in Miami, FL with $166 million in regulatory assets, lists Sergio N. Moises on its Form ADV as Chief Financial Officer & Chief Investment Officer, a control person.

Firms and roles

  • Participant CapitalChief Financial Officer & Chief Investment OfficerPrivate fund adviser · Miami, FL · $166M in regulatory assets

AtlasMembers

Sergio’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Sergio’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.