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Chief Compliance Officer - Broker Dealer · Advice and Planning Services

Scott William Weinstein

CRD 4324014 · Named on Form ADV at one SEC-registered adviser

At a glance

Advice and Planning Services, an SEC-registered broker-dealer firm based in New York, NY with $37.9 billion in regulatory assets, lists Scott William Weinstein on its Form ADV as Chief Compliance Officer - Broker Dealer, a control person.

Firms and roles

AtlasMembers

Scott’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (12)

7 more people named with Scott on the same filings, with titles and firms. Free in Atlas with a free account.

See all 12 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Scott’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.