Adviser and broker representative · Tcp Asset Management, LLC
Scott J. Thomas
CRD 4177526 · Upper Arlington, OH
At a glance
Scott J. Thomas is an investment adviser representative with Tcp Asset Management, LLC in Upper Arlington, OH, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Scott’s SEC record dates to 2003, about 22 years ago. Scott is also registered as a broker representative. Designations on file: Chartered Financial Analyst.
Current advisory firm
- Tcp Asset Management, LLCSince May 2022Upper Arlington, OH · $1.2B in regulatory assets
SEC adviser record
- Registered since
- 2003 (22 years)
- Designations
- Chartered Financial Analyst
- Exams
- Series 65, Series 66
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Scott’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 2 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.