Principal and Chief Compliance Officer · Miller Global Investments, L.L.C.
Scott L. Miller
CRD 1299300 · Named on Form ADV at one SEC-registered adviser
At a glance
Miller Global Investments, L.L.C., an SEC-registered wealth manager based in Dallas, TX with $199 million in regulatory assets, lists Scott L. Miller on its Form ADV as Principal and Chief Compliance Officer, a control person.
Firms and roles
- Miller Global Investments, L.L.C.Principal and Chief Compliance OfficerWealth manager · Dallas, TX · $199M in regulatory assets
AtlasMembers
Scott’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Scott’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.