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Director of Operations and Chief Compliance Officer · The Clifford Group LLC

Sarah E Ludden

CRD 5128661 · Named on Form ADV at one SEC-registered adviser

At a glance

The Clifford Group LLC, an SEC-registered wealth manager based in Wayland, MA with $248 million in regulatory assets, lists Sarah E Ludden on its Form ADV as Director of Operations and Chief Compliance Officer, a control person.

Firms and roles

  • The Clifford Group LLCDirector of Operations and Chief Compliance OfficerWealth manager · Wayland, MA · $248M in regulatory assets

AtlasMembers

Sarah’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Gregory CliffordManaging Member / Founder / Chief Executive Officer, The Clifford Group LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Sarah’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.