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Chief Compliance Officer · Parallel Advisors, LLC

Sangeetha K. Srinivasan

CRD 6801941 · Named on Form ADV at one SEC-registered adviser

At a glance

Parallel Advisors, LLC, an SEC-registered wealth manager based in SAN Francisco, CA with $10.3 billion in regulatory assets, lists Sangeetha K. Srinivasan on its Form ADV as Chief Compliance Officer, a control person.

Firms and roles

  • Parallel Advisors, LLCChief Compliance OfficerWealth manager · SAN Francisco, CA · $10B in regulatory assets

AtlasMembers

Sangeetha’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Sangeetha’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.