Managing Member / CCO · Svrn Asset Management, LLC
Samuel Y Lee
CRD 6480717 · Named on Form ADV at 3 SEC-registered advisers
At a glance
Svrn Asset Management, LLC, an SEC-registered wealth manager based in Austin, TX with $231 million in regulatory assets, lists Samuel Y Lee on its Form ADV as Managing Member / CCO, a control person. The SEC filings also name Samuel at 2 other registered advisers.
Firms and roles
- Svrn Asset Management, LLCManaging Member / CCOWealth manager · Austin, TX · $231M in regulatory assets
- Militia Investments, LLCChief Compliance Officer/managing MemberAsset manager · Austin, TX · $484M in regulatory assets
- Militia Capital Management, LLCChief Compliance Officer, Chief Financial Officer, MemberPrivate fund adviser · Austin, TX · $959M in regulatory assets
AtlasMembers
Samuel’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 3 firmsLocked
- Control-person status
- 3 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- David OrrChief Investment Officer, Militia Investments, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Samuel’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.