Investment adviser representative · Cerity Partners LLC
Samuel V. Garcia
CRD 2788974 · Los Angeles, CA
At a glance
Samuel V. Garcia is an investment adviser representative with Cerity Partners LLC in Los Angeles, CA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Samuel’s SEC record dates to 2012, about 14 years ago. Designations on file: Certified Financial Planner.
Current advisory firms
- Cerity Partners LLCSince May 2022Los Angeles, CA · $162B in regulatory assets
- Cerity Partners Retirement Plan ConsultantsSince November 2024Los Angeles, CA · $40B in regulatory assets
SEC adviser record
- Registered since
- 2012 (14 years)
- Designations
- Certified Financial Planner
- Exams
- Series 63, Series 65
- Registered in
- 1 state
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Samuel’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 4 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search.
More at Cerity Partners LLC
- Christopher S. GaneyLos Angeles · Certified Financial Planner
- Kate E. KittingerLos Angeles
- Ryan S. ReiffLos Angeles
- Andrew W. ShestekLos Angeles
- David E. AaronNew York
- Moises Abascal CarrascoNew York
- Louis P. AbelNew York · Chartered Financial Analyst
- Lloyd M. AbramowitzNew York
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