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President/chief Compliance Officer · Capital View Wealth Management, LLC

Samuel B O'Brien

CRD 853866 · Named on Form ADV at one SEC-registered adviser

At a glance

Capital View Wealth Management, LLC, an SEC-registered wealth manager with $129 million in regulatory assets, lists Samuel B O'Brien on its Form ADV as President/chief Compliance Officer, a control person.

Firms and roles

AtlasMembers

Samuel’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Samuel’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.