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Chief Executive Officer, Chief Compliance Officer, · Shining Rock Advisors LLC

Sage P. Barfield

CRD 7309486 · Named on Form ADV at one SEC-registered adviser

At a glance

Shining Rock Advisors LLC, an SEC-registered wealth manager based in Asheville, NC with $154 million in regulatory assets, lists Sage P. Barfield on its Form ADV as Chief Executive Officer, Chief Compliance Officer,, a control person.

Firms and roles

  • Shining Rock Advisors LLCChief Executive Officer, Chief Compliance Officer,Wealth manager · Asheville, NC · $154M in regulatory assets

AtlasMembers

Sage’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Sage’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.