Chief Compliance Officer · Capital Investment Services of America Inc
Ruth A. Benben
CRD 4381808 · Named on Form ADV at one SEC-registered adviser
At a glance
Capital Investment Services of America Inc, an SEC-registered wealth manager based in Milwaukee, WI with $1.3 billion in regulatory assets, lists Ruth A. Benben on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Capital Investment Services of America IncChief Compliance OfficerWealth manager · Milwaukee, WI · $1.3B in regulatory assets
AtlasMembers
Ruth’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (7)
- Paul A. MuzzeyPresident, Capital Investment Services of America Inc
- Jeffrey N. AllsopChief Investment Officer, Capital Investment Services of America Inc
- Ameet L. KamathPrincipal, Capital Investment Services of America Inc
- Mitchell W. CarlsonPrincipal, Capital Investment Services of America Inc
- Blaine E. BanckerPrincipal, Capital Investment Services of America Inc
2 more people named with Ruth on the same filings, with titles and firms. Free in Atlas with a free account.
See all 7 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Ruth’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.