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Chief Compliance Officer & Deputy General Counsel · Mariner Investment Group, LLC

Russell A. Thompson

CRD 4346591 · Named on Form ADV at one SEC-registered adviser

At a glance

Mariner Investment Group, LLC, an SEC-registered private fund adviser based in New York, NY with $176.3 billion in regulatory assets, lists Russell A. Thompson on its Form ADV as Chief Compliance Officer & Deputy General Counsel, a control person.

Firms and roles

AtlasMembers

Russell’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Russell’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.