Member & Financial Planner · Upstart Wealth Management, LLC
Russell G. Kroeger
CRD 6215669 · Named on Form ADV at one SEC-registered adviser
At a glance
Upstart Wealth Management, LLC, an SEC-registered wealth manager with $386 million in regulatory assets, lists Russell G. Kroeger on its Form ADV as Member & Financial Planner, a control person.
Firms and roles
- Upstart Wealth Management, LLCMember & Financial PlannerWealth manager · United States · $386M in regulatory assets
AtlasMembers
Russell’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2015 (11 years)
- Designations
- Certified Financial Planner
- Exams
- –
- Registered in
- 4 states
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Russell’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 2 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Youxi LiuMember & Financial Planner, Upstart Wealth Management, LLC
- Michael A. PowsnerManaging Member, Upstart Wealth Management, LLC
- Christopher D. StanleyChief Compliance Officer, Upstart Wealth Management, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Russell’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.