Managing Member and Chief Compliance Officer · Tactica LLC
Ruben A. Tapia Vargas
CRD 5407600 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Tactica LLC, an SEC-registered private fund adviser with $124 million in regulatory assets, lists Ruben A. Tapia Vargas on its Form ADV as Managing Member and Chief Compliance Officer, a control person. The SEC filings also name Ruben at 1 other registered adviser.
Firms and roles
- Tactica LLCManaging Member and Chief Compliance OfficerPrivate fund adviser · United States · $124M in regulatory assets
- Stilwell Value LLCChief Compliance OfficerPrivate fund adviser · New York, NY · $279M in regulatory assets
AtlasMembers
Ruben’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2018 (8 years)
- Designations
- None on file
- Exams
- Series 65
- Registered in
- 1 state
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Ruben’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 2 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Esther J. BorrackGeneral Counsel, Stilwell Value LLC
- Joseph D. StilwellPrincipal, Stilwell Value LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Ruben’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.