Investment adviser representative · Crosscurrent Wealthmanagement, LLC
Roy W. Stephens Jr.
CRD 2209745 · Little Rock, AR
At a glance
Roy W. Stephens Jr. is an investment adviser representative with Crosscurrent Wealthmanagement, LLC in Little Rock, AR, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Roy’s SEC record dates to 1999, about 27 years ago. Designations on file: Certified Financial Planner.
Current advisory firm
- Crosscurrent Wealthmanagement, LLCSince April 2011Little Rock, AR · State-registered or not in the SEC’s list
SEC adviser record
- Registered since
- 1999 (27 years)
- Designations
- Certified Financial Planner
- Exams
- Series 63, Series 66
- Registered in
- 1 state
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Roy’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 2 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search.