President · R.G. Niederhoffer Capital Management, Inc.
Roy Niederhoffer
CRD 2338107 · Named on Form ADV at one SEC-registered adviser
At a glance
R.G. Niederhoffer Capital Management, Inc., an SEC-registered private fund adviser based in Sunny Isles Beach, FL with $34 million in regulatory assets, lists Roy Niederhoffer on its Form ADV as President, a control person.
Firms and roles
- R.G. Niederhoffer Capital Management, Inc.PresidentPrivate fund adviser · Sunny Isles Beach, FL · $34M in regulatory assets
AtlasMembers
Roy’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
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Colleagues named on the same filings
- Paul ShenHead Trader, R.G. Niederhoffer Capital Management, Inc.
- Ronald B. GraberGeneral Counsel and Chief Compliance Officer, R.G. Niederhoffer Capital Management, Inc.
- Zinovi LevitanDirector of Operations, R.G. Niederhoffer Capital Management, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Roy’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.