Director · Roffman Miller Associates Inc
Roy L. Gorin
CRD 4339740 · Named on Form ADV at one SEC-registered adviser
At a glance
Roffman Miller Associates Inc, an SEC-registered wealth manager based in Philadelphia, PA with $3.2 billion in regulatory assets, lists Roy L. Gorin on its Form ADV as Director.
Firms and roles
- Roffman Miller Associates IncDirectorWealth manager · Philadelphia, PA · $3.2B in regulatory assets
AtlasMembers
Roy’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Paulette GreenwellVice President, Secretary, Chief Compliance Officer, Roffman Miller Associates Inc
- Robert P. MillerChairman and Founder, Roffman Miller Associates Inc
- Robert T. HofmannPresident & Investment Manager, Roffman Miller Associates Inc
- Mark R. FrombachChief Investment Officer, Treasurer, Roffman Miller Associates Inc
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Roy’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.