Adviser and broker representative · Pinnacle Investments, LLC
Rosalie Schlaen
CRD 1436894 · Miami, FL
At a glance
Rosalie Schlaen is an investment adviser representative with Pinnacle Investments, LLC in Miami, FL, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Rosalie’s SEC record dates to 1986, about 39 years ago. Rosalie is also registered as a broker representative. Designations on file: Certified Financial Planner.
Current advisory firm
- Pinnacle Investments, LLCSince December 2019Miami, FL · $1.3B in regulatory assets
SEC adviser record
- Registered since
- 1986 (39 years)
- Designations
- Certified Financial Planner
- Exams
- Series 63, Series 65
- Registered in
- 4 states
- Also a broker representative
- Yes
- Disclosures on record
- Yes, see the SEC record
AtlasMembers
Rosalie’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 3 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.
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- Timothy C. CarrAuburn · Certified Financial Planner
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