Adviser and broker representative · LPL Financial LLC
Rory J. Hart
CRD 2303503 · Dove Canyon, CA
At a glance
Rory J. Hart is an investment adviser representative with LPL Financial LLC in Dove Canyon, CA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Rory’s SEC record dates to 2010, about 16 years ago. Rory is also registered as a broker representative.
Current advisory firm
- LPL Financial LLCSince July 2025Dove Canyon, CA · $819B in regulatory assets
SEC adviser record
- Registered since
- 2010 (16 years)
- Designations
- None on file
- Exams
- Series 63, Series 65, Series 66
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Rory’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 10 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.