Investment adviser representative · Three Waters Financial
Rolfe W. Spiegel
CRD 7365302 · Ignacio, CO
At a glance
Rolfe W. Spiegel is an investment adviser representative with Three Waters Financial in Ignacio, CO, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Rolfe’s SEC record dates to 2025, about 1 years ago.
Current advisory firm
- Three Waters FinancialSince June 2025Ignacio, CO · State-registered or not in the SEC’s list
SEC adviser record
- Registered since
- 2025 (1 years)
- Designations
- None on file
- Exams
- Series 65
- Registered in
- 1 state
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Rolfe’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search.