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Chief Compliance Officer/ Managing Member/investment Advisor Representative · Wittlin Advisory

Roger L. Wittlin

CRD 1084172 · Named on Form ADV at one SEC-registered adviser

At a glance

Wittlin Advisory, an SEC-registered wealth manager with $348 million in regulatory assets, lists Roger L. Wittlin on its Form ADV as Chief Compliance Officer/ Managing Member/investment Advisor Representative, a control person.

Firms and roles

  • Wittlin AdvisoryChief Compliance Officer/ Managing Member/investment Advisor RepresentativeWealth manager · United States · $348M in regulatory assets

AtlasMembers

Roger’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Roger’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.