Principal, Founding Member · Team Hewins, LLC
Roger C. Hewins
CRD 2205798 · Named on Form ADV at one SEC-registered adviser
At a glance
Team Hewins, LLC, an SEC-registered wealth manager based in Foster City, CA with $4.0 billion in regulatory assets, lists Roger C. Hewins on its Form ADV as Principal, Founding Member, a control person.
Firms and roles
- Team Hewins, LLCPrincipal, Founding MemberWealth manager · Foster City, CA · $4.0B in regulatory assets
AtlasMembers
Roger’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2000 (26 years)
- Designations
- None on file
- Exams
- Series 65
- Registered in
- 3 states
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Roger’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 2 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (7)
- John M. BusselPrincipal and Chief Investment Officer, Team Hewins, LLC
- Mikhael BalachovPrincipal, Chief Executive Officer, Team Hewins, LLC
- Patrice M. HornungPrincipal, Senior Financial Advisor, Team Hewins, LLC
- Karl A. SchwartzPrincipal, Senior Financial Advisor, Team Hewins, LLC
- Ka-Tye KooPrincipal, Chief Operating Officer, Team Hewins, LLC
2 more people named with Roger on the same filings, with titles and firms. Free in Atlas with a free account.
See all 7 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Roger’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.