Adviser and broker representative · Osaic Wealth, Inc.
Roger S. Barnes
CRD 1242544 · Huntsville, AL
At a glance
Roger S. Barnes is an investment adviser representative with Osaic Wealth, Inc. in Huntsville, AL, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Roger’s SEC record dates to 2000, about 26 years ago. Roger is also registered as a broker representative.
Current advisory firm
- Osaic Wealth, Inc.Since January 2025Huntsville, AL · $235B in regulatory assets
SEC adviser record
- Registered since
- 2000 (26 years)
- Designations
- None on file
- Exams
- Series 63
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Roger’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.
More at Osaic Wealth, Inc.
- Matthew R. BarnesHuntsville
- Billy G. BrownHuntsville · Certified Financial Planner
- Blake N. BrownHuntsville · Certified Financial Planner
- Landon T. ColeHuntsville
- Stephen B. KincerHuntsville · Certified Financial Planner
- Caleb A. LawlerHuntsville · Certified Financial Planner, Chartered Financial Consultant
- Mark J. AasenWest Des Moines
- Angela C. AbbottKimberly
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