Chief Compliance Officer, General Counsel · Rimrock Capital Management LLC
Robert S De Leon
CRD 5468335 · Named on Form ADV at one SEC-registered adviser
At a glance
Rimrock Capital Management LLC, an SEC-registered private fund adviser based in Irvine, CA with $3.9 billion in regulatory assets, lists Robert S De Leon on its Form ADV as Chief Compliance Officer, General Counsel, a control person.
Firms and roles
- Rimrock Capital Management LLCChief Compliance Officer, General CounselPrivate fund adviser · Irvine, CA · $3.9B in regulatory assets
AtlasMembers
Robert’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- David H. EdingtonFounder, Rimrock Capital Management LLC
- Christopher L. ChesterChief Investment Officer, Managing Director, Rimrock Capital Management LLC
- Stephen A. FoulkeChief Risk Officer, Managing Director, Rimrock Capital Management LLC
- Paul C. WestheadChief Executive Officer, Managing Director, Rimrock Capital Management LLC
- Barbara A. CrowellChief Financial Officer, Rimrock Capital Management LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Robert’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.