Chief Compliance Officer and General Counsel · Frontier Capital Management Co LLC
Robert E Phay
CRD 5023604 · Named on Form ADV at one SEC-registered adviser
At a glance
Frontier Capital Management Co LLC, an SEC-registered asset manager based in Boston, MA with $9.6 billion in regulatory assets, lists Robert E Phay on its Form ADV as Chief Compliance Officer and General Counsel, a control person.
Firms and roles
- Frontier Capital Management Co LLCChief Compliance Officer and General CounselAsset manager · Boston, MA · $9.6B in regulatory assets
AtlasMembers
Robert’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Sarah J. JankowskiChief Operating Officer/managing Partner, Frontier Capital Management Co LLC
- Jillian P. BerggrenController, Frontier Capital Management Co LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Robert’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.