President/chief Compliance Officer · Harfst and Associates, Inc.
Robby D. Harfst
CRD 2319056 · Named on Form ADV at one SEC-registered adviser
At a glance
Harfst and Associates, Inc., an SEC-registered wealth manager based in Sheridan, WY with $783 million in regulatory assets, lists Robby D. Harfst on its Form ADV as President/chief Compliance Officer, a control person.
Firms and roles
- Harfst and Associates, Inc.President/chief Compliance OfficerWealth manager · Sheridan, WY · $783M in regulatory assets
AtlasMembers
Robby’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Danette J. HarfstChief Operating Officer, Harfst and Associates, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Robby’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.