Adviser and broker representative · Charles Schwab & Co., Inc.
Rie Shoji
CRD 5854156 · Honolulu, HI
At a glance
Rie Shoji is an investment adviser representative with Charles Schwab & Co., Inc. in Honolulu, HI, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Rie’s SEC record dates to 2014, about 12 years ago. Rie is also registered as a broker representative. Designations on file: Certified Financial Planner.
Current advisory firm
- Charles Schwab & Co., Inc.Since October 2022Honolulu, HI · $0M in regulatory assets
SEC adviser record
- Registered since
- 2014 (12 years)
- Designations
- Certified Financial Planner
- Exams
- Series 63, Series 65
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Rie’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 3 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.
More at Charles Schwab & Co., Inc.
- Jean T. ArntzHonolulu
- Brent E. CassellHonolulu
- Michelle J. CollinsHonolulu
- Rory EldredgeHonolulu · Certified Financial Planner
- Jose HerreraHonolulu
- Jason E. KanoaHonolulu
- Kaipo A. MasicampoHonolulu
- Taylor R. McClaffertyHonolulu
Every advisor at Charles Schwab & Co., Inc. →Charles Schwab & Co., Inc.: assets, clients and custodians →Schwab news, moves and payouts →Financial advisors in Honolulu, HI →Every Charles Schwab & Co., Inc. advisor in Honolulu →Advisor Moves: who changed firms this week →