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Principal/managing Director of Equities, Board of Managers · Riverbridge

Rick D. Moulton

CRD 1955728 · Named on Form ADV at one SEC-registered adviser

At a glance

Riverbridge, an SEC-registered wealth manager based in Minneapolis, MN with $5.0 billion in regulatory assets, lists Rick D. Moulton on its Form ADV as Principal/managing Director of Equities, Board of Managers, a control person.

Firms and roles

  • RiverbridgePrincipal/managing Director of Equities, Board of ManagersWealth manager · Minneapolis, MN · $5.0B in regulatory assets

AtlasMembers

Rick’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (6)

1 more person named with Rick on the same filings, with titles and firms. Free in Atlas with a free account.

See all 6 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Rick’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.