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General Counsel · Element Capital Management LLC

Richard A. Walz

CRD 5909985 · Named on Form ADV at one SEC-registered adviser

At a glance

Element Capital Management LLC, an SEC-registered private fund adviser based in New York, NY with $43.4 billion in regulatory assets, lists Richard A. Walz on its Form ADV as General Counsel, a control person.

Firms and roles

AtlasMembers

Richard’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
Locked
Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Jeffrey M. TalpinsChief Executive Officer & Chief Investment Officer, Element Capital Management LLC
  • Jason D. StipanovChief Risk Officer, Element Capital Management LLC
  • Dov EisnerChief Financial Officer, Element Capital Management LLC
  • Barak M KlarfeldMarkets Chief Operating Officer, Element Capital Management LLC
  • Robert A GlassChief Financial Officer, Element Capital Management LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Richard’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.