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Board Member/principal · Fuller & Thaler Asset Management Inc

Richard H. Thaler

CRD 4352871 · Named on Form ADV at one SEC-registered adviser

At a glance

Fuller & Thaler Asset Management Inc, an SEC-registered asset manager based in SAN Mateo, CA with $30.3 billion in regulatory assets, lists Richard H. Thaler on its Form ADV as Board Member/principal.

Firms and roles

AtlasMembers

Richard’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (9)

  • Frederick W. StanskeBoard Member/partner/portfolio Manager, Fuller & Thaler Asset Management Inc
  • Thomas G. FullerBoard Member/partner/director of Sales, Marketing & Client Service, Fuller & Thaler Asset Management Inc
  • Hanna W. ZanoniBoard Member/partner/chief Financial, Chief Legal, and Chief Compliance Officer, Fuller & Thaler Asset Management Inc
  • Fernando VillegasBoard Member/partner/head of Trading Operations, Fuller & Thaler Asset Management Inc
  • Raymond D. LinBoard Member/partner/portfolio Manager, Fuller & Thaler Asset Management Inc

4 more people named with Richard on the same filings, with titles and firms. Free in Atlas with a free account.

See all 9 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Richard’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.