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Managing Member and Chief Compliance Officer · RM Sincerbeaux Capital Management, LLC.

Richard M. Sincerbeaux

CRD 425041 · Named on Form ADV at one SEC-registered adviser

At a glance

RM Sincerbeaux Capital Management, LLC., an SEC-registered wealth manager based in New York, NY with $227 million in regulatory assets, lists Richard M. Sincerbeaux on its Form ADV as Managing Member and Chief Compliance Officer, a control person.

Firms and roles

AtlasMembers

Richard’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Richard’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.