COO & CCO · Avalon Global Asset Management LLC
Richard M. Pendleton
CRD 5442892 · Named on Form ADV at one SEC-registered adviser
At a glance
Avalon Global Asset Management LLC, an SEC-registered private fund adviser based in SAN Francisco, CA with $554 million in regulatory assets, lists Richard M. Pendleton on its Form ADV as COO & CCO, a control person.
Firms and roles
- Avalon Global Asset Management LLCCOO & CCOPrivate fund adviser · SAN Francisco, CA · $554M in regulatory assets
AtlasMembers
Richard’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- Nancy A. KukackaManaging Member, Avalon Global Asset Management LLC
- Jeffery E. ChristianChief Risk Officer, Avalon Global Asset Management LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Richard’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.