Secretary · Lesko Securities, Inc.
Richard James Pichura
CRD 4065566 · Named on Form ADV at one SEC-registered adviser
At a glance
Lesko Securities, Inc., an SEC-registered broker-dealer firm based in Vestal, NY with $729 million in regulatory assets, lists Richard James Pichura on its Form ADV as Secretary, a control person.
Firms and roles
- Lesko Securities, Inc.SecretaryBroker-dealer firm · Vestal, NY · $729M in regulatory assets
AtlasMembers
Richard’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2017 (9 years)
- Designations
- Certified Financial Planner
- Exams
- Series 66
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Richard’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (6)
- Karen Marie StebbinsOperations Manager, Lesko Securities, Inc.
- Gregory Stephen LeskoCEO / CCO, Lesko Securities, Inc.
- Robert Scott HartungVice President, Lesko Securities, Inc.
- William Charles HamptonTreasurer, Lesko Securities, Inc.
- Nikola LalovicGeneral Securities Principal, Lesko Securities, Inc.
1 more person named with Richard on the same filings, with titles and firms. Free in Atlas with a free account.
See all 6 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Richard’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.