Owner · FSA Advisors, Inc.
Richard D. James
CRD 6853276 · Named on Form ADV at one SEC-registered adviser
At a glance
FSA Advisors, Inc., an SEC-registered wealth manager based in Troy, MI with $573 million in regulatory assets, lists Richard D. James on its Form ADV as Owner, a control person.
Firms and roles
- FSA Advisors, Inc.OwnerWealth manager · Troy, MI · $573M in regulatory assets
AtlasMembers
Richard’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Nicholas A. ShaheenPresident & Chief Compliance Officer, FSA Advisors, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Richard’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.