CCO · Ulysses Management LLC
Richard I Ellenbogen
CRD 4332073 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Ulysses Management LLC, an SEC-registered private fund adviser based in New York, NY with $1.4 billion in regulatory assets, lists Richard I Ellenbogen on its Form ADV as CCO. The SEC filings also name Richard at 1 other registered adviser.
Firms and roles
- Ulysses Management LLCCCOPrivate fund adviser · New York, NY · $1.4B in regulatory assets
- Whippoorwill Associates IncCounsel and Chief Compliance OfficerPrivate fund adviser · White Plains, NY · $31M in regulatory assets
AtlasMembers
Richard’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- Locked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Joshua NashPresident, Ulysses Management LLC
- Vincent OgnibeneCFO, Ulysses Management LLC
- Shelley F. GreenhausPresident, Director, and Principal, Whippoorwill Associates Inc
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Richard’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.