Owner · Hennion & Walsh Asset Management, Inc.
Richard Hennion
CRD 1315386 · Named on Form ADV at one SEC-registered adviser
At a glance
Hennion & Walsh Asset Management, Inc., an SEC-registered broker-dealer firm based in Parsippany, NJ with $769 million in regulatory assets, lists Richard Hennion on its Form ADV as Owner, a control person.
Firms and roles
- Hennion & Walsh Asset Management, Inc.OwnerBroker-dealer firm · Parsippany, NJ · $769M in regulatory assets
AtlasMembers
Richard’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- William W. WalshOwner, Hennion & Walsh Asset Management, Inc.
- Kevin D. MahnPresident, Hennion & Walsh Asset Management, Inc.
- Phillip FitzsimmonsChief Compliance Officer, Hennion & Walsh Asset Management, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Richard’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.