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Chief Compliance Officer & Senior Vice President · Jackson National Asset Management, LLC

Richard J. Gorman

CRD 6914523 · Named on Form ADV at one SEC-registered adviser

At a glance

Jackson National Asset Management, LLC, an SEC-registered asset manager based in Lansing, MI with $246.3 billion in regulatory assets, lists Richard J. Gorman on its Form ADV as Chief Compliance Officer & Senior Vice President, a control person.

Firms and roles

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Richard’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (9)

  • Susan S. RheeSecretary, SVP & General Counsel, Jackson National Asset Management, LLC
  • Mark D. NerudPresident & Chief Executive Officer; Managing Board Member & Chair, Jackson National Asset Management, LLC
  • Garett J. ChildsSenior Vice President & Chief Financial Officer, Jackson National Asset Management, LLC
  • William P. HardingSenior Vice President & Chief Investment Officer, Jackson National Asset Management, LLC
  • Kristan L. RichardsonAssistant Secretary, Jackson National Asset Management, LLC

4 more people named with Richard on the same filings, with titles and firms. Free in Atlas with a free account.

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Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Richard’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.