Adviser and broker representative · Merrill Lynch, Pierce, Fenner & Smith Incorporated
Richard Fischer
CRD 1076459 · Palm Beach Gardens, FL
At a glance
Richard Fischer is an investment adviser representative with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Palm Beach Gardens, FL, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Richard’s SEC record dates to 1997, about 29 years ago. Richard is also registered as a broker representative.
Current advisory firm
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSince March 1997Palm Beach Gardens, FL · $1.78T in regulatory assets
SEC adviser record
- Registered since
- 1997 (29 years)
- Designations
- None on file
- Exams
- Series 63, Series 66
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Richard’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.
More at Merrill Lynch, Pierce, Fenner & Smith Incorporated
- Huseyn M. BalayevPalm Beach Gardens
- Eric C. BradyPalm Beach Gardens
- Thomas C. CookPalm Beach Gardens
- Kathleen J. DurningPalm Beach Gardens
- Hannah R. FosterPalm Beach Gardens
- Ali H. GoethelPalm Beach Gardens
- Sarah M. GreitzPalm Beach Gardens
- Brian HaydenPalm Beach Gardens
Every advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated →Merrill Lynch, Pierce, Fenner & Smith Incorporated: assets, clients and custodians →Merrill news, moves and payouts →Financial advisors in Palm Beach Gardens, FL →Every Merrill Lynch, Pierce, Fenner & Smith Incorporated advisor in Palm Beach Gardens →Advisor Moves: who changed firms this week →