President · Setarcos Wealth Advisors LLC
Richard G. Faw
CRD 5922307 · Named on Form ADV at one SEC-registered adviser
At a glance
Setarcos Wealth Advisors LLC, an SEC-registered wealth manager based in Philadelphia, PA with $112 million in regulatory assets, lists Richard G. Faw on its Form ADV as President, a control person.
Firms and roles
- Setarcos Wealth Advisors LLCPresidentWealth manager · Philadelphia, PA · $112M in regulatory assets
AtlasMembers
Richard’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Stephen A. WayPartner, Setarcos Wealth Advisors LLC
- Erica HamblenChief Compliance Officer, Setarcos Wealth Advisors LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Richard’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.