Director, Chief Counsel and Secretary · U.S. Bancorp Asset Management, Inc.
Richard J. Ertel
CRD 2656477 · Named on Form ADV at one SEC-registered adviser
At a glance
U.S. Bancorp Asset Management, Inc., an SEC-registered asset manager based in Minneapolis, MN with $427.5 billion in regulatory assets, lists Richard J. Ertel on its Form ADV as Director, Chief Counsel and Secretary, a control person.
Firms and roles
- U.S. Bancorp Asset Management, Inc.Director, Chief Counsel and SecretaryAsset manager · Minneapolis, MN · $427B in regulatory assets
AtlasMembers
Richard’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Eric J. TholeDirector, Chief Executive Officer & President, U.S. Bancorp Asset Management, Inc.
- James D. PalmerDirector, Chief Investment Officer, U.S. Bancorp Asset Management, Inc.
- Jill M. StevensonHead of Operations, U.S. Bancorp Asset Management, Inc.
- Lisa A. IsaacsonChief Administrative Officer, U.S. Bancorp Asset Management, Inc.
- Greg R. KirchhoffInterim Chief Compliance Officer, U.S. Bancorp Asset Management, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Richard’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.