Investment adviser representative · Dubois Wealth Management, LLC
Richard K. Dubois
CRD 1434130 · St. Simons Island, GA
At a glance
Richard K. Dubois is an investment adviser representative with Dubois Wealth Management, LLC in St. Simons Island, GA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Richard’s SEC record dates to 2018, about 8 years ago.
Current advisory firm
- Dubois Wealth Management, LLCSince October 2020St. Simons Island, GA · State-registered or not in the SEC’s list
SEC adviser record
- Registered since
- 2018 (8 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 1 state
- Also a broker representative
- No
- Disclosures on record
- Yes, see the SEC record
AtlasMembers
Richard’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search.
More at Dubois Wealth Management, LLC
Every advisor at Dubois Wealth Management, LLC →Financial advisors in St. Simons Island, GA →Advisor Moves: who changed firms this week →