Adviser and broker representative · Rockefeller Financial LLC
Richard W. Dodd
CRD 7171037 · Florham Park, NJ
At a glance
Richard W. Dodd is an investment adviser representative with Rockefeller Financial LLC in Florham Park, NJ, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Richard’s SEC record dates to 2019, about 6 years ago. Richard is also registered as a broker representative. Designations on file: Chartered Financial Analyst.
Current advisory firm
- Rockefeller Financial LLCSince February 2020Florham Park, NJ · $100B in regulatory assets
SEC adviser record
- Registered since
- 2019 (6 years)
- Designations
- Chartered Financial Analyst
- Exams
- Series 66
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Richard’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.