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CEO / Chief Compliance Officer · Cleveralpha

Richard Cabanes

CRD 2941600 · Named on Form ADV at one SEC-registered adviser

At a glance

Cleveralpha, an SEC-registered wealth manager based in Hawthorne, CA with $28 million in regulatory assets, lists Richard Cabanes on its Form ADV as CEO / Chief Compliance Officer, a control person.

Firms and roles

  • CleveralphaCEO / Chief Compliance OfficerWealth manager · Hawthorne, CA · $28M in regulatory assets

AtlasMembers

Richard’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Richard’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.